SFC Suspends Ex-UBS Advisor for 8 Months

The Hong Kong Securities and Futures Commission (SFC) has banned Masy Lo Mee Chi, a former client advisor of UBS AG Hong Kong Branch (UBS), for eight months, citing an incident of breaching client trust. The...

SFC Imposes Fines of $479 Million During 2019-20 Year

The Securities and Futures Commission (SFC) announced this Wednesday that it has published its Annual Report 2019-20, in which the regulator has provided a breakdown of market events and highlights as well as...

SFC Scrutinises Leveraged FX Trading in Hong Kong

This Thursday the Securities and Futures Commission (SFC) published a report on the leveraged foreign exchange trading (LFET) activities conducted by licensed corporations from the period between January 2018...

SFC Bans Former HSBC Trader Li Bo For Eight Months

The Securities and Futures Commission (SFC), Hong Kong’s paramount securities regulator, has issued a new ban today of Li Bo, a former Associate at HSBC in Hong Kong, following his breach of the company’s per...