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US Securities and Exchange Commission (SEC)

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government.

The SEC holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, which is the nation’s stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.

SEC’s Pierce Returns to the Warpath to Criticize Poloniex Settlement

August 10, 2021

One of the commissioners of the America financial regulator, the Securities and Exchange Commission (SEC), has launched another blistering attack on her own organization after the Poloniex crypto exchange agr...

US SEC Charges ICO Listing Website for Unlawfully Promoting Securities

July 15, 2021

The US Securities and Exchange Commission (SEC) has announced on Wednesday that it has settled charges against Blotics Ltd, the operator behind Coinschedule.com, a website that listed offerings of digital ass...

US SEC Gets Settlement in a Fraudulent and Unregistered ICO Case

July 3, 2021

The US Securities and Exchange Commission (SEC) announced on Friday that it had obtained partial consent judgments against three individuals and an entity involved in a fraudulent and unregistered initial coi...

US SEC Charges ICO Issuer and Its CEO with Unregistered Securities Offering

June 22, 2021

The US Securities and Exchange Commission (SEC) has announced on Tuesday that it settled charges against Loci Inc. and its CEO, John Wise, for allegedly making false and misleading statements connected to fra...

US SEC Charges Three Individuals Allegedly Tied to a $30 Million ICO Fraud

June 16, 2021

The US Securities and Exchange Commission (SEC) announced on Tuesday that three other individuals had been charged in a $30 million initial coin offering (ICO) scam. According to the press release, defendants...

US SEC Charges Florida Dentist for Three Separate Securities Frauds

June 12, 2021

The US Securities and Exchange Commission (SEC) announced on Friday that it had charged Edgar M. Radjabli of Boca Raton, Florida, and two entities he controlled for engaging in three separate securities fraud...

SEC Commissioner Worried Tight Regulation Could Thwart Crypto Innovation

June 9, 2021

A senior official from the US Securities and Exchange Commission (SEC) has voiced her opposition to attempts by her fellow regulators to enforce strict regulation on crypto assets instead of promoting self-re...

Another US Regulator Wants Agencies to Join Hands to Regulate Crypto

May 31, 2021

The Joe Biden administration seems to be filled with regulators distrustful of bitcoin (BTC) and other crypto assets - as there are new signals that the US regulators are aiming to 'rein in' the crypto indust...

SEC Asks Court to Let it See Evidence of Ripple’s ‘XRP Lobbying’

May 28, 2021

The epic war between Ripple (XRP) and the US Securities and Exchange Commission (SEC) has entered a new chapter, with the latter writing to the court to claim Ripple has been on a PR offensive in a bid to war...

Another Multibillion Company Testing Bitcoin On Its Balance Sheet

May 25, 2021

The Argentinian, New York Stock Exchange-listed software developer Globant has made a low-key bitcoin (BTC) investment, according to its latest filing to an American financial regulator, and has spent USD 500...