SEC Acting Enforcement Director To Resign

SEC Acting Enforcement Director to resign. The U.S. Securities and Exchange Commission’s announced on Tuesday tha its Acting Enforcement Director Marc Berger will leave the agency this month. Berger took on ...

SEC Slaps Credit Suisse with $600K Fine for EBS Lapses

The United States’ Securities and Exchange Commission (SEC) announced today that it has settled with Credit Suisse for a civil penalty of $600,000 as the investment banking giant failed to submit some mandato...

SEC Settles with $10 Million Boiler Room Scam Perpetrators

The United States Securities and Exchange Commission (SEC) announced on Monday that it has settled with two more defendants of a $10 billion boiler room scam. The two defendants, Emin Cohen and Dennis Verder...