SEC Slaps Credit Suisse with $600K Fine for EBS Lapses

The United States’ Securities and Exchange Commission (SEC) announced today that it has settled with Credit Suisse for a civil penalty of $600,000 as the investment banking giant failed to submit some mandato...

SEC Settles with $10 Million Boiler Room Scam Perpetrators

The United States Securities and Exchange Commission (SEC) announced on Monday that it has settled with two more defendants of a $10 billion boiler room scam. The two defendants, Emin Cohen and Dennis Verder...

SEC: Rhoda Burkholz to Pay $250K for Role in Ponzi Scheme

The Securities and Exchange Commission (SEC) announced this week that the US District Court of the Southern District of Florida entered a final judgment against relief defendant Rhoda Burkholz, in their role ...