UK Court Hits CFDs Signals Provider with £530K Fine

The High Court has ruled in favour of the Financial Conduct Authority in a trial against a trading signals provider and its sole director who operated via social media platforms. In its judgment published to...

Stifel Former Trader Gets Fined by FCA over Wash Trades

Britain’s markets watchdog has fined Adrian Geoffrey Horn, formerly a market making trader at Stifel Nicolaus Europe Limited, for market manipulation involving the risky practice of wash trades. An FCA order...

FCA Imposes £8.96 Million Fine on Charles Schwab UK

The United Kingdom’s Financial Conduct Authority (FCA) announced today that it has imposed £8.96 million fine on the UK subsidiary of the American multinational broker, Charles Schwab. The regulator fined Cha...

Barclays Fined £26 Million for Mistreating Borrowers

The United Kingdom’s Financial Conduct Authority (FCA) has slapped a fine of £26 million on three Barclays entities, Barclays Bank UK PLC, Barclays Bank PLC, and Clydesdale Financial Services Limited, for mis...