FCA Imposes £8.96 Million Fine on Charles Schwab UK

The United Kingdom’s Financial Conduct Authority (FCA) announced today that it has imposed £8.96 million fine on the UK subsidiary of the American multinational broker, Charles Schwab. The regulator fined Cha...

ESMA to Restrict Stock Trading Within EU Post-Brexit

The European Securities and Markets Authority (ESMA) issued guidelines, ordering banks and asset managers to execute their share trades within the European Union after the exit of Britain from the bloc. Acco...