FINRA Warns Member Firms Against Imposter Domain Name

The Financial Industry Regulatory Authority (FINRA) has recently published a notice on its website, warning the public that an imposter website is impersonating the United States regulator. FINRA is an indep...

FINRA Hits Virtu Americas with $250,000 Regulatory Fine

Wall Street’s watchdog found that the firm failed to avoid displaying, locking or crossing quotations in OTC Equity Securities. Virtu Americas LLC (formerly KCG Americas LLC) has agreed to pay $250,000 to ...